Eirik Furu Baardsen/Akademiet for yngre forskere |
a guest post by LAURA SAETVEIT MILES, University of Bergen
[On 7 June 2016 Stephen Greenblatt will
receive the 2016 Holberg Prize, for his “distinctive and defining role in the
field of literary studies and his influential voice in the humanities over four
decades.” The University of Bergen (UiB), Norway, administers the Holberg
Prize, which is “awarded annually to a scholar who has made outstanding
contributions to research in the arts and humanities, social science, law or
theology, either within one of these fields or through interdisciplinary work,”
comes with about $735,000 (4,500,000 Norwegian kroner) in prize money from the
Norwegian Ministry of Education and Research.
On 11 May 2016 UiB organized “Stephen Greenblatt Seminar:
Literature, History, the World,” in which I was invited to participate as the
UiB faculty member working on pre-modern English literature. Here below is my
presentation, slightly revised. Thank you to Ellen Mortensen and Margareth
Hagen for inviting me to speak; thanks to Sonja Drimmer for her helpful
comments on the first version; and thanks to the participants in the seminar
for a good discussion.]
Today I’m not going
to discuss Greenblatt’s long, venerable list of books and articles on early
modern literature, especially Shakespeare – these have made him broadly known throughout
the academic community. Instead I will focus on the one book that, more than
all those books before, propelled Greenblatt to an internationally visible
position as public intellectual – the book that won a Pulitzer Prize and a
National Book Award and an MLA book prize – the book that undoubtedly helped to
bring his lifetime of great work to the attention of the Holberg prize
committee. This book is The Swerve: How
the World Became Modern (US title) or The
Swerve: How the Renaissance Began (UK title), published in 2011. Over the
last few years I have read several reviews of this book, by scholars I know and
by scholars I don’t know. But it is not really in my field of medieval studies so
I hadn’t had reason to read it myself until the invitation to present at this
seminar – which I am honored to be asked to be a part of. That is why I’m here to tell you a story, a
cautionary tale of style and method, that all begins on a windy Thursday
afternoon, early May, in Bergen, Norway.
So: I sat down to
read The Swerve – or, I should say
more accurately, to skim it. After all it’s 262 pages long (not including notes
and selected bibliography) and I have a grant application to write and other “research
points” to generate. But despite my best efforts to skim, I found myself
reading every word, totally swept up in the exciting story of Poggio
Bracciolini, the fifteenth-century Italian humanist and book collector. I relaxed
and just went along with it; in other words, I read like a normal person. Great
writing style, I thought. There were so many interesting details, the prose was
so easy to follow, so self-assured, no pesky footnotes to distract me from the
story.
Poggio travels to
far away monasteries and finds esoteric classical texts to have them recopied
in beautiful humanist script. He finds this one poem by Lucretius, De rerum natura, On the Nature of Things, all outlined by Greenblatt in bullet
points in one chapter: about how the universe is made up of atoms that swerve
around and collide and create everything, and we can’t really control it, and
the gods don’t care about us, souls don’t exist, and so we should enjoy life
and avoid pain – like good Epicureans. Other stuff happens in the book, not
really plot, more historical stuff.
Well, in the last
chapter we learn about how other people copied this poem but it is a bit
unclear how much it actually influenced them. What this normal person learned
is that Lucretius was definitely really important in the Renaissance and us
being modern today. The book feels like a great detective story – it reminds me
so much of The Name of the Rose. Or Dan
Brown’s The DaVinci Code series –
really enjoyable beach reading!
And as I read The Swerve, the normal person inside me
thought, it is important for academics to write in this accessible style and
reach broader audiences with stories about the past! This is the great story of
modernity!
And on a gorgeous
Sunday afternoon in Norway – Mother’s Day in the US, and perhaps the first real
spring day in Bergen – I put down The
Swerve on the table, and thought about how I had let myself read it as
fiction. Yet it was supposed to be… not fiction.
It is classified as non-fiction, and
when I thought of it as a scholarly book, and thought of all those thousands and
thousands of people out there who read it and believe every word because this
man is an authority and wins prizes, I realized that this book is dangerous.
Every page of the
book strives to present the Renaissance as an intellectual awakening that triumphs
over the oppressive abyss of the Dark Ages. The book pushes the Renaissance as
a rebirth of the classical brillance nearly lost during centuries mired in
dullness and pain. This invention of modernity relies on a narrative of the
good guy defeating the bad guy and thus a glorious transformation. This is
dangerous not only because it is inaccurate but more importantly because it
subscribes to a progressivist model of history that insists on the onward march
of society, a model that allows moderns like us to excuse our crimes and
injustices because “at least we’re better than those medievals.”
Now unlike most of those
thousands of innocent believing readers, I see the deep problems of such an
approach, as have the last dozen generations of historians. History does not
fit such cookie-cutter narratives. Having studied medieval culture for nearly
two decades, I can instantly recognize the oppressive, dark, ignorant Middle
Ages that Greenblatt depicts for 262 pages as just… fiction. It’s fiction worse
than Dan Brown, because it masquerades as fact.
It is enthusiastic,
accessible style at a devastating, unethical cost: the misrepresentation of
1000 years of brilliant literature, vibrant culture, and actual people. It’s
rewriting history to fit a detective story, and it’s being rewarded by those
who don’t know better and those who should
know better.
Criticisms of this
book are not new. They are in many book reviews both in print and online. I am
not going to rehearse all the things you can read in all the book reviews, as you
can read them yourself. I am not a classicist or a philosopher, so I won’t go
into how actual philosophers point out that Epicureanism wasn’t anywhere so widespread
in the classical world, that Greenblatt vastly overinflates its influence both
before and during the so-called Renaissance. I won’t mention that in fact
Scepticism and Platonism and Neoplatonism should evidently be a huge part of this
story, though completely left out by Greenblatt. It’s not my place to point out
that the book conveniently disregards a key part of Epicureanism, ataraxia,
that urges us to withdraw from the world and to be indifferent to suffering and death in other people – a
disturbing apathy at odds with much of modernity, not to mention the civic
ethics of the early modern period.
I certainly could,
but I’m not going to get into the other Renaissances ignored in this book – the Carolingian Renaissance
in the ninth century, and the twelfth-century renaissance in the… twelfth
century. Also I won’t talk about the old historian’s Whig fallacy and the long debunked Burkhardtianism
Greenblatt admits to following. Sadly I won’t have a chance to explain that no, medieval
people were not all obsessed with pain, and yes, there was widespread, state-sanctioned
embrace of enjoyment of the senses applying every level of society, as our
colleague Henning Laugerud’s recent edited collections attest. And finally I don’t have time to balance out the book’s unbalanced
exaggeration of medieval flagellation, like out of a bad Dan Brown novel.
(Wait: Did you see what
I just did there? That rhetorical move – occupatio:
mentioning by saying I won’t mention? Yes, that’s a classical Latin rhetorical
move used throughout the Middle Ages – a move I learned from Chaucer, in fact,
writing when Poggio Bracciolini was a baby.)
What I am going to do today is address two issues:
first, the representation of monks, medieval manuscripts production, and
medieval literary and intellectual culture (my field), and second, the role of
Stephen himself in this narrative.
On Monks and Manuscripts
The main
representation the medieval period extends over about two chapters of the book,
starting when Poggio heads off to visit a monastic library. As part of the
historical, factual voice of the narrative – more Greenblatt’s lecturing voice,
less his novel voice – we learn about the dismal life of the medieval monk,
forced to write, an “educated slave” in Greenblatt’s words. We are assured that
in this dark, dark world, “Curiousity was to be avoided at all costs” (41). And
what happened was, quote “The complete subordination of the monastic scribe to
the text—the erasure, in the interest of crushing the monk’s spirit, of his
intellect and sensibility…” (41). Greenblatt writes without qualification that “No
medieval monk would have been encouraged to read, as it were, between the
lines” (41). Monks are lazy, dumb, and apathetic, while somehow also hard
working: “Without wishing to emulate the pagan elites by placing books or
writing at the center of society, without affirming the importance of rhetoric
or grammar, without prizing either learning or debate, monks nevertheless
became the principal readers, librarians, book preservers, and book producers
of the Western world” (29). And also a Schrodinger cat in a monastic box,
evidently.
In this story of how
the world became modern, this represents what came before the modern. No such
gross misrepresentation of monastic scribal production – as in, factually wrong
– has been published for decades. These are not just old generalizations about
monks, they are outdated by a hundred
years. But don’t be distracted by this caricature that Greenblatt presents as
representing all medieval intellectual culture. Think about what Greenblatt completely
fails to mention: all the rest of the vast learning and debate going on inside and
outside monasteries – i.e. universities (a medieval invention)! Scholastic
debates! The commentary tradition! Medieval hermeneutics! Frequent engagements
with classical auctors! Lots of classical
rhetoric – ask the many scholars expert in it! Huge commerical industries of urban
book production! Secular literature – Romance! All poetry! Courtly literature!
Royal patrons and royal literary commissions! Goliardic songs! Lyrics! Drama!
Mystery plays! I could go on.
Books were at the center of medieval society,
and any amateur history buff could tell you that. I certainly don’t deny that
big changes happened in the early modern period, like the printing press and
the Reformation, and another wave of interest in classical texts, among other
shifts. A more accurate presentation of the Middle Ages as different but not deeply
degenerate would make the story of all these changes even more interesting than
Greenblatt’s histrionic fable – and have the added advantage of actually being accurate.
So why does Greenblatt present such a skewed version of the facts? Clearly
Greenblatt knows how to use a library – and he’s a brilliant guy. He also
happens to have an office right down the hall from some very clear-headed
medievalist scholars. No, I think something else is going on here, if I might
read between the lines myself. Something ideological, and something
psychological.
On Poggio and StephenThis all makes more sense when in the next chapter we hear about Poggio’s true feelings for monks: he despises them. And he despises that he must deal with them because they are the ones that lock away his precious classical texts. More in the novel voice, Greenblatt writes of Poggio’s views on monks: “on the whole he found them superstitious, ignorant, and hopelessly lazy. Monasteries, he thought, were the dumping grounds for those deemed unfit for life in the world.” Yet Poggio is forced to reckon with these imbeciles in order to access their manuscripts: “Though he ridiculed what he regarded as monastic sloth, he knew that whatever he hoped to find existed only because of centuries of institutional commitment and long, painstaking human labor” (37). Again that awkward problem where the caricature doesn’t square with historical evidence. At another point we here that Poggio “…was not at all interested in what was written four or five hundred years ago. He despised that time and regarded it as a sink of superstition and ignorance” (18). And conveniently, when Poggio visits dreadful, rainy England he doesn’t quite get to Oxford, that great university town, so medieval universities don’t have to come up in this book either. Greenblatt is working off of Poggio’s extensive surviving correspondence, so I don’t doubt these statements (even though they are not cited).
What I do see
throughout The Swerve is a conflation
of views – of Poggio’s view with Stephen’s view. Greenblatt the historian seems
to let his inner Poggio take over and thus this non-fiction history takes on the prejudiced slant of
a fifteenth-century anti-religious egotistical humanist, and becomes historical
fiction. Poggio controls the ideology of this text. Poggio inflects all the voices of this book with a
fiercely anti-Catholic polemic. This is a fatal mistake. It is pretty
transparent that Stephen as desiring subject idolizes Poggio despite (or maybe
because of) his shortcomings. They would be best friends, and they both want
this moment to be modern so badly. Unfortunately Greenblatt, against his best
training as a historian and critic, allows that personal desire to swerve
history into fiction. Instead of pointing out the bias of such views and
painting us a more realistic picture informed by decades of scholarship,
Stephen adopts Poggio’s view that the Middle Ages was “a sink of superstition
and ignorance.” And that is exactly what people could learn from this book.
But I think there’s
something even more psychological going on here. In the preface Greenblatt
describes his mother’s deep anxiety about death and how that affected him, and
how Lucretius’ poem offered him hope: “… she had blighted much of her life—and
cast a shadow on my own—in the service of her obsessive fear. Lucretius’ words
therefore rang out with a terrible clarity: ‘Death is nothing to us.’ To spend
your existence in the grip of anxiety about death, he wrote, is mere folly. It
is a sure way to let your life slip from you incomplete and unenjoyed” (5).
Let me first say
that I have nothing against such personal anecdotes or emotional connections to
history – I love reading about the more individual side of scholars in their criticism
and think such moves can be quite illuminating critical tools. This one
definitely is, though not in the way it was intended. Coming back to this
passage after reading the whole book puts it in quite a different light. We
realize that after the preface it becomes the Middle Ages that Greenblatt
presents as gripped with anxiety about death, living in obsessive fear, an
ignorant, superstitious fear. The Middle Ages is the return of the repressed, of the mother that must be rejected in order to choose life – to
chose modernity. Within these dark
pasts can be no joy for medieval people because there was no joy for his mother
and the narratives have collapsed together. Greenblatt becomes Stephen, the boy
afraid of his mother and feeling very small; this Stephen pushes all of the
medieval period into the abject to join his mother and make himself feel big
and brave again. The modern equals the grown-up Greenblatt and it must triumph;
it must find a past to reject and a narrative to inspire its adoring future
generations – his readers.
At what cost?
Of course, this is
only one book in a lifetime of books, in a lifetime of undeniably great
achievement. But The Swerve relies on
that lifetime of books to perpetuate factual inaccuracies to a far bigger
audience than any of his previous books. Weeks as a best-seller – perhaps
selling more copies than all his other books combined? Regardless of the
numbers, it’s definitely more minds unprepared to challenge his authority on
the past, and willing to swallow his truthiness. In that way the book
represents an abuse of power. It is an injustice to the past, and the mythical
invention of modernity is an ethical issue because it sets a precedent for
history that ignores complexity in favor of oversimplification. What if that
history deals with more than cultural production, but genocides or
incarceration or forced migration? What if that history is about whitewashing
whole religions as all extremists, or
naively superstitious, or terrorists? At what cost comes more viewers or higher
ratings or more prizes?
No amount of “humanities
advocacy” is worth desecrating the past it purports to promote, or undoing
generations of valuable scholarly work. The public and the academy deserve
better: they deserve the interesting stories that are also true, and they
deserve to see awards given to those scholars who labor to find them instead of
invent them.
So, I’d gladly
assign Greenblatt’s earlier work to my students, if we were reading some early
modern poets or Shakespeare. But if I assigned any parts of The Swerve, my students would
immediately see the fallacies in this argument because they learn a different
story in my classes, from the medieval works I assign them. In the opening
lines of Chaucer’s fourteenth-century
Canterbury Tales they see so much of what Greenblatt sees in the opening
lines of Lucretius’ De Rerum Natura: unlimited
wonder, a celebration of the interconnectedness of the earth, sky, wind,
cosmos, with little birds, the smallest roots, our bodies, our desire to be whole,
to be connected to each other, to love and to be loved.
If my students read
about the Swerve’s dour,
self-depriving medieval mindset, they would recall Chaucer’s “Miller’s Tale,”
by far the most hilarious, sensual, naughty text on the pensum. Nothing else we
read delights so explicitly in adulterous sex, explosive farts, and practical
jokes involving the anus – all the while critiqueing church and society, and
written by the Father of English Poetry.
In my classes we
talk about how medieval literature is all about reading between the lines, just
like all literature; we look at how monks take joy in their writing even though
it’s hard work, just like us modern scholars; we luxuriate in the beauty of
medieval aesthetic traditions, just like we do with modern aesthetic
traditions. There is no agon; there
is history without transition.
What I teach, what I
hope they learn, is that there is always nuance to history. History is
paradoxical. It’s the cruxes that make history spark and come alive. And what I
hope they take away is that we have an ethical responsibility to respect belief
and not to belittle it (especially if we don’t share it), and that we have an ethical
obligation to listen to what the evidence tells us, and not write what we want
to believe, or what other people will buy.
Selected reviews
of/commentaries on The Swerve, in
approximate chronological order
(all accessed before
or on 9 May 2016) *particularly in-depth
1.
*Michael Dirda, review of The Swerve. The Washington
Post. 21 September 2011. https://www.washingtonpost.com/entertainment/books/stephen-greenblatts-the-swerve-reviewed-by-michael-dirda/2011/09/20/gIQA8WmVmK_story.html
2.
Anthony Grafton, “The Most Charming Pagan,”
review of The Swerve. The New York Review
of Books. 8 December 2011. http://www.nybooks.com/articles/2011/12/08/most-charming-pagan/
3.
*Baerista, “The Swerve is Really a Full Frontal
Crash.” The Renaissance Mathematicus
(scholarly blog). 1 May 2012. https://thonyc.wordpress.com/2012/05/01/the-swerve-is-really-a-full-frontal-crash/
4.
*John Monfasani, review of The Swerve (review no. 1283). Reviews
in History. July 2012. http://www.history.ac.uk/reviews/review/1283
5.
*Morgan Meis, “Swerving.” n+1 (online magazine). 20 July 2012. https://nplusonemag.com/online-only/book-review/swerving/
6.
*Jim Hinch, “Why Stephen Greenblatt is Wrong –
And Why It Matters.” LA Review of Books.
1 Dec 2012. https://lareviewofbooks.org/article/why-stephen-greenblatt-is-wrong-and-why-it-matters/
7.
J. J. Cohen, “Stephen Greenblatt’s The Swerve and the MLA’s James Russell
Lowell Prize.” In the Middle
(scholarly blog). 5 Dec 2012. http://www.inthemedievalmiddle.com/2012/12/stephen-greenblatts-swerve-and-mlas.html
8.
Elaine Treharne, “Swerving from the Straight and
Narrow: Greenblatt's Fictional Medieval Period.” Text Technologies (scholarly blog). 5 Dec 2012. http://historyoftexttechnologies.blogspot.no/2012/12/swerving-from-straight-and-narrow.html
9.
Steve Mentz, “Swervin’: Modernity is Not
History.” The Bookfish (blog). 7 Dec
2012. http://stevementz.com/swervin-modernity-is-not-history/
10. *Tim
O’Neill, review of The Swerve. Amarium Magnum (academic book review
blog). 27 Jan 2013. http://armariummagnus.blogspot.no/2013/01/stephen-greenblatt-swerve-how-world.html
11. *Gjert
Vestrheim (UiB), “Problematisk fra Greenblatt om Lukrets” (om Stephen
Greenblatt: The Swerve), Norsk litteraturvitenskapelig tidsskrift
16 (2013), 149-160 https://www.idunn.no/nlvt/2013/02/problematisk_fra_greenblatt_om_lukrets
Also related: Kellie
Robertson, “Medieval Materialism: A Manifesto.” Exemplaria 22 (2010): 99–118.